Law Relating to Investment Companies Chapter 6422 No 2
Law Relating to Investment Companies Chapter 6422 No 2
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Sec. 10. Any person or persons, agent or agents, who shall sell or attempt to sell the stocks, bonds or other securities of any investment company, domestic or foreign, when such investment company has not complied with the provisions of this Act ; and any agent or agents who shall 6 sell or attempt to sell any such securities of any invest- ment company, domestic or foreign, in this State, which agent is not at the time fully registered and has not fully complied with the provisions of this Ac...t, shall be deemed guilty of a misdemeanor, and upon conviction thereof, shall be punished by imprisonment in the county jail not exceeding one year or by fine not exceeding one thou- sand dollars, or by both such fine and imprisonment in the discretion of the Court.
Provided, That nothing in this Act shall extend to any seller of stock, bond, or other security, who has pur- chased the same in good faith for value, and who is the bona fide owner of such stock, bond, or other security at time of such sale.
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To quickly assess the difficulty of the text, read a short excerpt:
Sec. 10. Any person or persons, agent or agents, who shall sell or attempt to sell the stocks, bonds or other securities of any investment company, domestic or foreign, when such investment company has not complied with the provisions of this Act ; and any agent or agents who shall 6 sell or attempt to sell any such securities of any invest- ment company, domestic or foreign, in this State, which agent is not at the time fully registered and has not fully complied with the provisions of this Ac...t, shall be deemed guilty of a misdemeanor, and upon conviction thereof, shall be punished by imprisonment in the county jail not exceeding one year or by fine not exceeding one thou- sand dollars, or by both such fine and imprisonment in the discretion of the Court.
Provided, That nothing in this Act shall extend to any seller of stock, bond, or other security, who has pur- chased the same in good faith for value, and who is the bona fide owner of such stock, bond, or other security at time of such sale.
What to read after Law Relating to Investment Companies Chapter 6422 No 2?
You can find similar books in the "Read Also" column, or choose other free books by Statutes Florida Laws to read onlineMoreLess
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