Reauthorizations for the Securities And Exchange Commission 1994 95 Hearing B
Reauthorizations for the Securities And Exchange Commission 1994 95 Hearing B
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In our eReader you can find the full English version of the book. Read Reauthorizations for the Securities And Exchange Commission 1994 95 Hearing B Online - link to read the book on full screen. Our eReader also allows you to upload and read Pdf, Txt, ePub and fb2 books. In the Mini eReder on the page below you can quickly view all pages of the book - Read Book Reauthorizations for the Securities And Exchange Commission 1994 95 Hearing B
What reading level is Reauthorizations for the Securities And Exchange Commission 1994 95 Hearing B book?
To quickly assess the difficulty of the text, read a short excerpt:
The way the 40 Act works is that almost everything is prohibited unless the SEC gives an exemption, and the SEC has broad exemptive authority. And over the years, the SEC has been very effective in providing exemptions for things like variable life insurance or other new types of products.
22 If the SEC doesn't have enough resources, they will not be able to process these exemptions in an expeditious way, and that will really slow down the innovation and the creativity in the industry.
And in f...act that has already begun to happen. The amount of time that it takes to process exemptions has become longer and longer, and it inevitably will unless there are more resources.
As to self-funding, the ICI strongly supports self- funding and so does the SIA. I think the exception for enforcement fees is appro- priate, and provides the proper balance.
Just to give you an example in the investment company area, in 1992, the investment companies paid filing fees of over $80 million, but the SEC expended less than $20 million to regulate investment companies.
What to read after Reauthorizations for the Securities And Exchange Commission 1994 95 Hearing B?
You can find similar books in the "Read Also" column, or choose other free books by Zations00 to read onlineMoreLess
To quickly assess the difficulty of the text, read a short excerpt:
The way the 40 Act works is that almost everything is prohibited unless the SEC gives an exemption, and the SEC has broad exemptive authority. And over the years, the SEC has been very effective in providing exemptions for things like variable life insurance or other new types of products.
22 If the SEC doesn't have enough resources, they will not be able to process these exemptions in an expeditious way, and that will really slow down the innovation and the creativity in the industry.
And in f...act that has already begun to happen. The amount of time that it takes to process exemptions has become longer and longer, and it inevitably will unless there are more resources.
As to self-funding, the ICI strongly supports self- funding and so does the SIA. I think the exception for enforcement fees is appro- priate, and provides the proper balance.
Just to give you an example in the investment company area, in 1992, the investment companies paid filing fees of over $80 million, but the SEC expended less than $20 million to regulate investment companies.
What to read after Reauthorizations for the Securities And Exchange Commission 1994 95 Hearing B?
You can find similar books in the "Read Also" column, or choose other free books by Zations00 to read onlineMoreLess
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