The Financial Organization of Society

Cover The Financial Organization of Society
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What is meant by a house of original purchase or issue? May any house make an original purchase?
19. What sort of houses tend to specialize somewhat in investigation and first piirchase ?
20. The original purchasers are sometimes called wholesale concerns.
Do you think this is a correct description of their activities?
Do they have an3rthing to say about the terms on which the retailing is to be effected?
m. THE UMDERWIUTING PUNCTION 31. What is the practical necessity for underwriting? Is ther
...e a greater necessity with large than with small undertakings?
33. May a single house underwrite an entire issue ?
digitized by Google MARKETING OF fflGH-GRADE SECURITIES 253 2s. What would determine whether a given issue would be handled by an individual house or on joint-account ?
24. What is the difference between a joint-account and a syndicate operation ? What would determine which would be used ?
25. In the case of a joint-accoimt do the associated houses merely imderwrite the issue ? Who sells it ?


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